Because lasting relationships are based upon solid foundations, our Client Bill of Rights aims to clearly explain the basis of your experience with Financial Vision, LLC.
QUALITY OF SERVICE
You have the right to the highest level of proactive and dependable service from everyone at Financial Vision, LLC.
You have the right to work with a trustworthy, dependable, independent Wealth Advisor focused on your journey to true wealth. Your Wealth Advisor will develop a personal relationship with you through insightful communication; highlighting our core beliefs, investment outlook and management philosophy. Your Wealth Advisor will present portfolio reviews annually or as often as necessary, and be available to answer the questions that matter to you as they arise.
RECOMMENDATIONS BASED UPON YOUR NEEDS
You have the right to independent and un-conflicted advice and recommendations based upon your defined needs, risk tolerances, and goals. Through Wealth Planning your needs are clearly defined and constantly monitored.
You have the right to the strictest levels of confidentiality with information provided to your trusted team. We will protect all information to the highest standards outlined by SEC, FINRA, state and regulatory agencies.
You have the right to a transparent relationship and to clearly know the costs for portfolio management, transactions and advisory services. We strive to be clear and concise in all communication to you. If you have a question, it is our duty to answer it for you in an understandable way.
You have the right to a prompt response. As your Trusted Advisor, we commit to returning calls by the end of each business day. Should you require additional research, our team will set a clearly defined time frame for redress.
You have the right to be communicated to in a timely manner. As your Trusted Advisor, our goal is to provide you with information before the question arises, regardless of the medium used.
You have the right to continual education along your journey. Through education, our team will project reasonable expectations and achievable scenarios in the development and constant monitoring of your wealth plan.
You have the right to receive best execution in all that we do. Portfolio transactions will be executed in a timely manner, at the best available price, and with prompt third party confirmation. All interactions with your trusted team will be timely, precise, and promptly completed.
You have the right to accurate third party reporting of all managed accounts. Your statements will identify all account positions held, cash receipts, and disbursements.